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Topic outline

  • Brief information on the Funding Opportunity

    Program: Horizon Europe Framework Programme (HORIZON)  |  Call ID: HORIZON-CL4-2023-HUMAN-01-CNECT
    Geographical coverage: EU

    Available contribution M€: The Commission considers that proposals requesting a typical contribution from the EU up to EUR 5 to 8 million would allow this specific area to be addressed appropriate.

    Budget M€: 25M€

    Deadlines29 March 2023 17:00:00 Brussels time

    Type of Action: Innovation Action (IA)

    Type of MGA: HORIZON Action Grant Budget-Based [HORIZON-AG]

    For more information on meanings of TRL, Type of Project and General Rules, please refer to the General Annexes of the Work Programme:  Link to the General Annexes of the Work Programme

  • Partners Profiles

  • Partner Search

  • Expected Outcomes

    Projects are expected to contribute to the following outcomes:

    • Develop “XR made in Europe”, contributing to technological sovereignty.
    • Contribute to develop virtual worlds European platforms.
    • Support the use of XR technologies for a sustainable, human-centric and resilient European industry[1].


    [1]The term industry in this context encompasses all ecosystems defined in the European industrial strategy


  • Scope

    The following two types of innovation proposals are expected.

    • i. The development of XR applications to support companies in all industrial ecosystems, especially SMEs, to use innovative interactive and immersive technologies, increasing their competitiveness, productivity, efficiency and human-centricity. The applications should be robust, gender-neutral safe and trustworthy, especially in terms of cybersecurity, privacy and health issues. Proposals should exploit cross fertilisation between academics, industry representatives and end-users around well thought-out scenarios. Moreover, proposals should include activities to showcase the results, widely disseminating and exploiting the outcomes.

    At least one proposal of innovation Type I will be funded.

    • ii. The creation of a European reference platform aiming to develop and prototype advanced interoperable XR solutions to solve common challenges encountered by the industry (in areas such as assembly, maintenance, remote operation, training, design, logistics, etc.), placing the wellbeing of workers at the centre of the production process. The platform will be populated with third party-projects exploring a wide range of XR technologies and taking benefit of other emerging technologies (such as 5G/6G, IoT, data, artificial intelligence, edge and cloud computing, and microelectronics). In order to facilitate the integration with existing IT systems and policies, the EU XR platform for industry should prioritize XR content, tools and solutions based on open standards, such as OpenXR and WebXR. The solutions provided by the platform should aim to cover as many industry ecosystems as possible. Involvement of end-users is essential in defining specifications and testing.

    Only one proposal will be funded for innovation Type II.


  • Financial support to third parties

    The type ii innovation action should provide financial support to third-party projects from outstanding XR innovators, SMEs and other multidisciplinary actors through a minimum of three open calls during the lifetime of the project.

    As support and mobilising of XR innovators is key to the type ii IA of this topic, a minimum of 60% of the total requested EU contribution should be allocated to financial support to the third parties. Proposals should define a coherent and coordinated programme logic for the third-party projects, offering the necessary technical support, coaching and mentoring, to ensure a significant advancement and impact in the innovation domain, including in terms of interoperability and standardisation. These tasks should be financed outside of the minimum allocated share for financial support to third parties.

    Proposals should make explicit the intervention logic for the area and their potential to attract relevant top XR talents and to deliver a solid value-added to the third-party projects. Proposals should also prove the expertise and capacity of the consortium in managing the full life-cycle of the open calls transparently and efficiently.

    The Commission considers that proposals with an overall duration of typically 36 months would allow these outcomes to be addressed appropriately. Nonetheless, this does not preclude submission and selection of proposals requesting other durations.

    Third parties in type ii should be funded through projects typically in the EUR 250 000 to 500 000 range per project, with indicative duration of 12 to 15 months.

    This topic requires the effective contribution of SSH disciplines and the involvement of SSH experts, institutions as well as the inclusion of relevant SSH expertise, in order to produce meaningful and significant effects enhancing the societal impact of the related research activities.


  • Specific Topic Conditions

    Activities are expected to start at TRL 4 and achieve TRL 7-8 by the end of the project – see General Annex B.

  • Destination

    A human-centred and ethical development of digital and industrial technologies (2023/24)

    This destination will directly support the following Key Strategic Orientations (KSOs), as outlined in the Strategic Plan:

    • KSO D, Creating a more resilient, inclusive and democratic European society, prepared and responsive to threats and disasters, addressing inequalities and providing high-quality health care, and empowering all citizens to act in the green and digital transitions

    Proposals for topics under this Destination should set out a credible pathway contributing to the following expected impact:

    • A human-centred and ethical development of digital and industrial technologies, through a two-way engagement in the development of technologies, empowering end-users and workers, and supporting social innovation.

    The priorities in this domain are aligned with the objectives of the Digital Decade to build secure and sustainable digital infrastructures and to support the digital transformation of businesses and public services. It will directly support individual innovators (researchers, developers, high-tech SMEs and start-ups, etc.) engaged in developing the technologies for a trustworthy and human-centric digital environment, building on a more resilient, and decentralised internet architecture and enabling new social and business models respecting European values.

    In particular, the Digital Decade and its compass set a target 80% of citizens using a digital ID solution by 2030. In order to achieve this target, Europe needs to build an Internet of Trust empowering end-users with more control over their data and their digital identity. The Internet of Trust will also mobilise innovators towards more sustainable and secure internet infrastructures, supporting the Digital Decade objective of setting up 10000 climate neutral highly secured edge nodes. Finally the R&I priorities in this domain will fully support the international dimension of the digital decade by promoting the EU human-centred approach with key international partners.

    As Europe takes the lead in the green and digital transitions, workers, regions, and societies are faced with extremely fast transformations, and will be differently affected by these changes, creating opportunities for inclusive technological and social development, but also carrying the risk of increased inequalities. The rapid adoption of new technologies offers an immense potential for improved standards of living, safer mobility, better healthcare, new jobs, or the personalisation of public services. At the same time, it presents risks such as skills mismatches, digital divides, customer lock-in, or serious breaches of security or privacy.

    As Europe sets off on its path to recovery towards a greener, digital and more resilient economy and society, the need to improve and adapt skills, knowledge and competences becomes all the more important. All communities have the right to benefit from these new digital and green developments, leading to a more inclusive society, increased trust and a better adoption of new products and services. Developments in digital and enabling technologies have the potential to enhance social inclusion, can inform up-skilling training programmes and ensure a two-way engagement with society with regard to developing technologies.

    The issue of trust has become central in the use of technologies, following revelations about the exploitation of personal data, large-scale cybersecurity and data breaches, and growing awareness of online disinformation. As outlined in the White Paper on Artificial Intelligence (COM(2020)65), for AI technologies, trust requires in particular improving transparency (explainability, expected levels of performance). For the Internet, increasing trust requires new tools and services to ensure that GDPR is a reality for end-users.

    It is also an opportunity for Europe to re-gain presence on the consumer electronics market, by developing new interactive applications in various sectors with solutions meeting European values and requirements in terms of privacy and security. The COVID-19 crisis has also shown how important distance and innovative learning is for society.

    Actions under this Destination will support EU objectives of inclusiveness, by supporting a human-centred approach to technology development that is aligned with European social and ethical values, as well as sustainability. These actions will further contribute to addressing the challenges faced by European industry and support the creation of sustainable, high-quality jobs by targeting skills mismatches, the need to empower all workers, and ethical considerations relating to technological progress.

    Actions should devote particular attention to openness of the solutions and results, and transparency of the research process. To ensure trustworthiness, public awareness and support, wide adoption by user communities for the benefit of society, actions should promote the highest standards of transparency and openness. Actions should ensure that the processes and outcomes of research and innovation align with the needs, values and expectations of society, in line with Responsible Research and Innovation.

    This Destination is structured into the following headings, which group topics together with similar outcomes to address a common challenge:

    • Leadership in AI based on trust

    The objective of this heading is to ensure autonomy for Europe in AI, leading the way in research, development and deployment of world-class technologies that are beneficial to humans individually, organisationally and societally, and that adheres to European values, such as the principles reflected in our fundamental rights and environmental sustainability. Technologies need to be developed that industries and citizens will trust, so and that they could be applied in a wide range of applications and industrial sectors. Trustworthy AI is particularly key in applications such as (but not limited to) healthcare or in diverse critical infrastructures such as energy and transportation.

    Some topics of this heading are under the co-programmed Partnership ‘AI, Data and Robotics’.

    Proposals are encouraged to link with relevant European Institute of Innovation and Technology (EIT) and its Knowledge and Innovation Communities (KICs), in particular the EIT Digital.

    EIT Digital plays role in shaping technologies and innovations that work for people. At least two of its focus areas, Digital Wellbeing and Digital Cities, address directly topics such as ethical artificial intelligence, predictive analytics or augmented and virtual reality that are relevant to this areas. The solutions will benefit from the increasing will of citizens to participate in the sharing economy. EIT Digital, through projects with cities for example, improves engagement and inclusiveness of the citizens and of the visitors by increasingly organising and exposing data, especially in real time and along with analytics and machine learning. Augmented and virtual reality of the cities are another facet of exposing or simulating city data from the past, present or future to the benefit of citizens. ​

    • An Internet of Trust

    The issue of trust in the internet has become central, following revelations about the exploitation of personal data, large-scale cybersecurity and data breaches, and growing awareness of online disinformation. A 2019 survey[[]] shows that half of the global internet users are more concerned about their online privacy compared to a year previously. Distrust in the Internet is causing people to change the way they behave online, for example by disclosing less personal information. Users also express an increasing level of distrust of social media platforms.

    The objective of this heading is to develop a trustworthy digital environment, built on a more resilient, sustainable, and decentralised internet, to empower end-users with more control over their data and their digital identity, and to enable new social and business models respecting European values.

    • eXtended Reality (XR)

    Due to its low presence in the consumer electronics industry, Europe is increasingly dependent on external providers in this area. This raises concerns about its digital sovereignty in crucial domains such as digital interaction services that are being adopted by a growing number of European users and industries. The COVID-19 crisis has shown how important distance and innovative learning is for society, our children, their parents and their teachers, maintaining social and educational links under challenging circumstances. Emerging technologies such as virtual reality, eXtended Reality or immersive environments provide numerous opportunities for personalised, innovative, efficient and inclusive learning, for learners of all ages, gender and condition

    The objective of this heading is to gain industrial leadership in eXtended Reality technologies and immersive environments, while ensuring the European values of privacy, ethics and inclusiveness. It also aims to support the digital transformation of education through these technologies in particular.

    • Systemic approaches to make the most of the technologies within society and industry.

    This heading promotes various systemic approaches to encourage creativity and make the most of the technologies developed elsewhere within society and industry. They include testing ideas in local communities; support for IP, standardisation and industry-academia exchanges; art-driven design; and assessments of complex socio-economic systems. These are complemented by support for a network of National Contact Points (NCPs), with a special emphasis on engaging with new actors.

    Activities beyond R&I investments will be needed to realise the expected impacts: testing, experimentation, demonstration, and support for take-up using the capacities, infrastructures, and European Digital Innovation Hubs made available under the Digital Europe Programme; further development of skills and competencies via the European Institute of Innovation and Technology, in particular EIT Digital and EIT Manufacturing; upscaling of trainings via the European Social Fund +; use of financial instruments under the InvestEU Fund for further commercialisation of R&I outcomes; and links to the thematic smart specialisation platform on industrial modernisation.

    • Digital Humanism and human compatible technologies

    The Digital Decade policy programme (“The Path to the Digital Decade”), sets a European approach for its digital transformation based on values and technological leadership.

    In parallel, there is still a lack of systematic approaches to ensure a constructive role of culture in technology development in the spirit of methods to integrate non-technology innovation and social innovation.

    Efforts will be pursued to help ensuring people are at the centre of the digital transformation, in line with our values and principles.

    • European standards for industrial competitiveness

    The Communication ‘Updating the 2020 Industrial strategy: towards a stronger Single Market for Europe’s recovery’ made clear that global leadership in technologies goes hand-in-hand with leadership in standard-setting and ensuring interoperability across the EU industrial ecosystems. EU industry needs European and international standards that underpin its twin digital and green transition. A minimal set of standards will also enable the creation of a soft layer for data sharing and exchange amongst EU industrial ecosystems and underpinning data spaces. Establishing global leadership in key priority standards such as cyber-security is also a critical matter for the competitiveness and resilience of EU industries. Global convergence on the same international standards helps reduce adaptation costs and strengthens EU and global value chains. Thus the topic of standards is an essential cross-cutting issue when it comes to the twin transition of the industrial ecosystems and making European industry more resilient.

    Several digital decade targets for 2030 are addressed like tech up-take facilitated by interoperability standards, climate neutral highly secure edge notes and ethical principles for human-centred algorithms through international endorsed standards.

    Standardisation can be an important factor for valorising EU R&I projects, allowing new technologies to enter into a more mature phase, favouring their applicability on a larger scale and hence promoting their uptake.

    Bringing the research and innovation community early on into the standards-making process is key to identify the issues and priorities, share views on future developments and stakeholder needs, and to provide recommendations to the European Commission and European standardisation organisations for future standardisation needs. Putting standards into science is very important to anticipate and prepare the standards-development process in future areas.

    • International cooperation

    The proposed international coordination and support actions are aligned with the Commission’s international priorities. They will help build strong international digital partnerships, and promote a human-centred digital agenda. International cooperation will further a level playing field and reciprocity while delivering new solutions to digital challenges. The proposed actions will be involved in trade and industrial policy aspects by promoting European technologies in key international markets. They will also support digital dialogues with partner countries.

    Cooperation will be prioritised with Japan, the Republic of Korea, and Singapore as part of our digital partnerships with countries in the Indo-Pacific region. The resulting project will foster links with relevant research institutions on R&I activities in the field of digital. It will also support the newly announced Trade and Technology Council with India.

    Cooperation with countries in sub-Saharan Africa will stimulate R&I cooperation with the EU and promote EU values for a human-centric digital transformation. Cooperation between Africa and EU will expand on the existing outcomes of Africa-EU cooperation especially in the field of Innovation Hubs cooperation[[See in particular ICT 58 Call : https://ec.europa.eu/info/funding-tenders/opportunities/portal/screen/opportunities/topic-details/ict-58-2020]], sustainability of African digital ecosystems, reinforcement of the African private sector and contribution to Africa’s economic growth (including SDG attainment). It will also contribute to the overarching objectives of our continental partnership in full alignment with the principles of the Global Gateway.

    Cooperation with Latin America will aim at exploiting the potential of the newly established BELLA network and implement the outcomes of EU-LAC dialogues in the context of digitalisation and R&I.

    Additionally, international collaboration is encouraged or targeted in several thematic areas may also be addressed within the respective Joint Undertakings (Smart Networks and Services, EuroHPC, and Key Digital Technologies).

    Expected impact

    Proposals for topics under this Destination should set out a credible pathway to contributing to a human-centred and ethical development of digital and industrial technologies, and more specifically to one or several of the following impacts:

    • Increased inclusiveness, by supporting a human-centred approach to technology development that is aligned with European social and ethical values (including gender and intersectional aspects), as well as sustainability;
    • Sustainable, high-quality jobs by targeting skills mismatches, the need to empower workers, including those at risk of social exclusion, and ethical considerations relating to technological progress[[2019 CIGI-Ipsos Global Survey on Internet Security and Trust]].

    Innovation Actions — Legal entities established in China are not eligible to participate in Innovation Actions in any capacity. Please refer to the Annex B of the General Annexes of this Work Programme for further details.

  • Topic conditions and documents

    General conditions

    1. Admissibility conditions: described in Annex A and Annex E of the Horizon Europe Work Programme General Annexes

    Proposal page limits and layout: described in Part B of the Application Form available in the Submission System

    2. Eligible countries: described in Annex B of the Work Programme General Annexes

    A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.

    3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes

    If projects use satellite-based earth observation, positioning, navigation and/or related timing data and services, beneficiaries must make use of Copernicus and/or Galileo/EGNOS (other data and services may additionally be used).

    4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes

    5. Evaluation and award:

    • Award criteria, scoring and thresholds are described in Annex D of the Work Programme General Annexes

    • Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual

    To ensure a balanced portfolio, grants will be awarded not only in order of ranking but at least also to the highest ranked proposal of innovation Type I Development of XR applications to support companies in all industrial ecosystems, provided that the applications attain all thresholds.

    Only one proposal will be funded for innovation Type II.

    • Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes

    6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes

    Beneficiaries may provide financial support to third parties.

    The support to third parties can only be provided in the form of grants. The maximum amount to be granted to each third party is EUR 500 000 to further extend the application domains, guarantee reproducibility and demonstrate the integration paths for take-up by European industries.

    The type ii innovation action should provide financial support to third-party projects from outstanding XR innovators, SMEs and other multidisciplinary actors through a minimum of three open calls during the lifetime of the project.

    As support and mobilising of XR innovators is key to the type ii IA of this topic, a minimum of 60% of the total requested EU contribution should be allocated to financial support to the third parties.


    Specific conditions

    7. Specific conditions: described in the [specific topic of the Work Programme]


    Documents

    Call documents:

    Standard application form — call-specific application form is available in the Submission System

    Standard application form (HE RIA, IA)

    Standard evaluation form — will be used with the necessary adaptations

    Standard evaluation form (HE RIA, IA)

    MGA

    HE General MGA v1.0


    Additional documents:

    HE Main Work Programme 2023–2024 – 1. General Introduction

    HE Main Work Programme 2023–2024 – 7. Digital, Industry and Space

    HE Main Work Programme 2023–2024 – 13. General Annexes

    HE Programme Guide

    HE Framework Programme and Rules for Participation Regulation 2021/695

    HE Specific Programme Decision 2021/764

    EU Financial Regulation

    Rules for Legal Entity Validation, LEAR Appointment and Financial Capacity Assessment

    EU Grants AGA — Annotated Model Grant Agreement

    Funding & Tenders Portal Online Manual

    Funding & Tenders Portal Terms and Conditions

    Funding & Tenders Portal Privacy Statement

    Information on financial support to third parties (HE)